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Closed-end fund
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#	Item
811	19 of 20 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Listed Company Manual Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-12 17:45:19 Funds NYSE Arca Closed-end fund Security Exchange-traded note Financial economics Investment Stock market
812	EXEMPTIVE RULE AMENDMENTS OF 2004: THE INDEPENDENT CHAIR CONDITION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-05-02 17:17:01 Financial services Funds Finance Mutual fund Investment Company Act Investment Advisor Financial adviser U.S. Securities and Exchange Commission Closed-end fund Financial economics Investment Collective investment schemes
813	Administrative Proceeding: J. Kenneth Alderman, CPA; Jack R. Blair; Albert C. Johnson, CPA; James Stillman R. McFadden; Allen B. Morgan Jr.; W. Randall Pittman, CPA; Mary S. Stone, CPA; and Archie W. Willis III Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-10 11:04:40 Financial services Funds Financial accounting Net asset value Valuation Fair value Closed-end fund Security Mergers and acquisitions Financial economics Finance Investment
814	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 12, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerate Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-13 09:26:03 Funds Financial services Exchange-traded funds Collective investment schemes Mutual fund Closed-end fund SPDR State Street Global Advisors Stock market index Financial economics Investment Finance
815	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-02 11:41:19 Finance Corporate finance Security Short Initial public offering Stock dilution Stock Closed-end fund Primerica Financial economics Investment Stock market
816	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]June 10, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Li Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-11 09:05:20 Funds Collective investment schemes Financial services Exchange-traded fund Mutual fund Futures contract Financial adviser Closed-end fund Investment Advisers Act Financial economics Investment Finance
817	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 13, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-16 09:31:43 Funds Collective investment schemes Stock market Gold exchange-traded product Advisorshares Closed-end fund Gold as an investment Exchange-traded note Stock market index Investment Financial economics Exchange-traded funds
818	Investment Management Regulation The Investment Management Division regulates investment companies (which include mutual funds, closed-end funds and unit investment trusts) and investment advisers under two companion sta Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-01-31 09:45:46 Funds Financial services Collective investment schemes 76th United States Congress Exchange-traded fund Investment Company Act Mutual fund Investment Advisers Act Registered Investment Advisor Financial economics Investment Finance
819	OMB APPROVAL OMB Number: [removed]Expires: March 31, 2002 Estimated average burden hours per response[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 1999-04-19 12:51:44 Financial services Collective investment schemes Closed-end fund Net asset value Security Financial economics Investment Funds
820	Administrative Proceeding: Schultz Investment Advisors, Inc.and Scott Schultz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-25 12:33:14 Collective investment schemes Financial services Financial markets Funds Investment Advisers Act Mutual fund Closed-end fund Securities and Exchange Commission Investment Advisor Financial economics Investment Finance

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